Current Practices for Risk Profiling in Canada and Review of Global Best Practices

Current Practices for Risk Profiling in Canada and Review of Global Best Practices

Ontario Securities Commission

November 2015

This research was undertaken by PlanPlus Inc on behalf of the Investor Advisory Panel, an independent committee of the Ontario Securities Commission. All data collected for this project is confidential and will be held by PlanPlus for a period of one year and will then be destroyed. The underlying data has not been provided to the OSC or any parties outside the immediate research team. PlanPlus assumes responsibility for any errors and omissions in this report and thanks the authors of this study for their diligence and efforts to cover a broad and dynamic topic within a limited time and scope of engagement. October 28th, 2015


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